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Caterpillar Inc. (CAT)

Industrials · US stock

What changed in recent filings

  • Institutions — 7 new · 1 added · 2 reduced13F · as of end of 2026 Q2

What changed in recent SEC filings — factual, not a buy/sell recommendation.

Institutions holding Caterpillar Inc.

How many of the institutions we track reported holding this stock, quarter by quarter.

max 11
2019 Q1 · 52019 Q2 · 32019 Q3 · 32019 Q4 · 32020 Q1 · 22020 Q2 · 32020 Q3 · 52020 Q4 · 72021 Q1 · 62021 Q2 · 72021 Q3 · 52021 Q4 · 32022 Q1 · 52022 Q2 · 42022 Q3 · 32022 Q4 · 42023 Q1 · 42023 Q2 · 52023 Q3 · 32023 Q4 · 42024 Q1 · 42024 Q2 · 42024 Q3 · 42024 Q4 · 42025 Q1 · 42025 Q2 · 52025 Q3 · 22025 Q4 · 52026 Q1 · 52026 Q2 · 11
19 Q122 Q326 Q2

2019 Q1: 5 → 2026 Q2: 11 institutions

Counts the 52 institutions we track that reported holding this stock — their full reported holdings, not just the largest positions. Not the total number of institutional holders in the US. Figures are as of quarter-end and disclosed up to 45 days later. Descriptive only — not investment advice.

Which institutions hold Caterpillar Inc.

Institutions we track that reported holding this stock in their most recent 13F.

  • Dodge & Cox0.02% of portfolio · held as of 2019 Q1 or earlier
  • ARK Invest0.39% of portfolio · since 2020 Q1
  • Bridgewater Associates0.03% of portfolio · since 2025 Q4
  • Temasek Holdings (Singapore)0.40% of portfolio · since 2025 Q4
  • Moore Capital ManagementNew this quarter0.05% of portfolio · since 2026 Q2
  • Caisse de depot (Quebec)0.18% of portfolio · held as of 2026 Q2 or earlier
  • Gates Foundation Trust19.65% of portfolio · held as of 2026 Q2 or earlier
  • National Pension Service (Korea)0.69% of portfolio · held as of 2026 Q2 or earlier
  • Capital World Investors0.38% of portfolio · held as of 2026 Q2 or earlier
  • Harris Associates (Oakmark)under 0.01% of portfolio · held as of 2026 Q2 or earlier
  • PRIMECAP Management0.55% of portfolio · held as of 2026 Q2 or earlier

Based on 13F filings — quarter-end holdings, disclosed up to 45 days later. Holding a stock is a fact we report, not a recommendation to buy or sell.

Company overview

The world's No. 1 maker of excavators, bulldozers, and mining equipment. It is a cyclical stock whose results move with infrastructure investment and the mining cycle.

What is the Industrials sector?

Heavy equipment and automation. Tied to reshoring and infrastructure spending.

Caterpillar Inc. is classified under the Industrials sector. See peers below.

Caterpillar Inc. key financials

Based on SEC filings · as of Jun 30, 2026

Tap a metric name to see its meaning in the glossary.

Caterpillar Inc. vs Industrials sector benchmark

Median of 23 representative sector stocks · SEC filings · factual comparison (not advice)

Revenue growth (YoY)
18.4%vs benchmark 8.0%↑ above
Operating margin
20.9%vs benchmark 20.6%↑ above
Net margin
14.5%vs benchmark 13.8%↑ above

A simple comparison to the sector benchmark. Higher or lower doesn’t mean good/bad or buy/sell.

ETFs holding Caterpillar Inc.

Per SEC N-PORT · 2026-04-30 · by weight · factual

DIA
11.03%
XLIState Street(R) Industrial Select Sector SPDR(R) ETF
8.51%
VTVVANGUARD VALUE INDEX FUND
1.83%
VYMVANGUARD HIGH DIVIDEND YIELD INDEX FUND
1.72%
SPY
0.76%
VOOVANGUARD 500 INDEX FUND
0.76%
IVViShares Core S&P 500 ETF
0.76%
VTIVANGUARD TOTAL STOCK MARKET INDEX FUND
0.68%
ITOTiShares Core S&P Total U.S. Stock Market ETF
0.67%
RSPInvesco S&P 500 Equal Weight ETF
0.24%

CAT on Stocklore

  • Revenue by segmentsegment weights verified from SEC filings, YoY changes, growth drivers and concentration
  • Financials & earnings quality6 metrics (FCF conversion, ROIC, net debt, etc.) to gauge profit quality
  • 13F institutional holdingsholdings and weight changes of major institutions (45-day delay)
  • Sector-relative metricsValuation and growth compared with the Industrials average
See full CAT analysis →

Peers · Industrials

CAT FAQ

What is Caterpillar Inc. (CAT)?

The world's No. 1 maker of excavators, bulldozers, and mining equipment. It is a cyclical stock whose results move with infrastructure investment and the mining cycle.

What sector is Caterpillar Inc. in?

Caterpillar Inc. is classified under Industrials. Heavy equipment and automation. Tied to reshoring and infrastructure spending.

What are Caterpillar Inc.'s key financials?

As of Jun 30, 2026 in SEC filings: Revenue growth (YoY) 18.4%, Operating margin 20.9%, Net margin 14.5%, Debt-to-equity 1.44x. Definitions and interpretation are available on Stocklore.

Where can I analyze Caterpillar Inc. (CAT) stock?

On Stocklore you can see CAT's financials & earnings quality, 13F institutional holdings, and sector-relative metrics in one place. This page is for information and tools — not a buy/sell recommendation.

Data sources: SEC EDGAR (financials & filings), 13F (institutional holdings, as of quarter-end), market data. This page is for information and analysis tools — it does not recommend buying or selling any security. Investment decisions and responsibility are your own.

Not an investment adviser and not personalized investment advice; not a discretionary management service. No trade recommendations, no target prices, no execution or brokerage. We do not recommend or guarantee any purchase, sale, or returns. Investment decisions and their outcomes are your own.

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